Filing Details
- Accession Number:
- 0001062993-22-022489
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-18 16:32:58
- Reporting Period:
- 2022-11-16
- Accepted Time:
- 2022-11-18 16:32:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1834045 | Vintage Wine Estates Inc. | VWE | Beverages (2080) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1863935 | A Patrick Roney | 937 Tahoe Boulevard, Suite 210 Incline Village NV 89451 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-11-16 | 25,000 | $3.09 | 185,400 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2022-11-17 | 25,000 | $3.23 | 210,400 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 430,280 | Direct | |
Common Stock | 6,516,072 | Indirect | By Patrick A. Roney and Laura G. Roney Trust |
Footnotes
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.04 to $3.10, inclusive. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.18 to $3.23, inclusive. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Includes 430,280 restricted stock units.
- Mr. Roney and his wife, Laura G. Roney, are co-trustees of the Trust. Mr. Roney disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.