Filing Details
- Accession Number:
- 0000899243-22-036308
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-17 21:37:33
- Reporting Period:
- 2022-04-01
- Accepted Time:
- 2022-11-17 21:37:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1704292 | Zai Lab Ltd | ZLAB | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1835824 | Harald Reinhart | C/O Zai Lab Limited 314 Main Street, 4Th Floor, Suite 100 Cambridge MA 02142 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| American Depositary Shares | Disposition | 2022-04-01 | 246 | $45.47 | 24,861 | No | 4 | F | Direct | |
| American Depositary Shares | Acquisiton | 2022-11-15 | 1,854 | $3.00 | 26,715 | No | 4 | M | Direct | |
| American Depositary Shares | Disposition | 2022-11-15 | 1,754 | $40.00 | 24,961 | No | 4 | S | Direct | |
| American Depositary Shares | Disposition | 2022-11-15 | 100 | $40.03 | 24,861 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| American Depositary Shares | Stock Options (Right to Buy) | Disposition | 2022-11-15 | 1,854 | $0.00 | 1,854 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,480 | 2027-05-12 | No | 4 | M | Direct |
Footnotes
- Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer.
- The shares were disposed of through a netting transaction to the issuer to cover taxes due. Due to an inadvertent administrative error, the disposition of such shares to cover taxes was not reported on the original Form 4.
- The reported transaction was effected pursuant to a sale plan adopted by the Reporting Person, dated 8/23/2022, expires 6/30/2023 and is intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
Billionaire Hedge Funds
