Filing Details
- Accession Number:
- 0001415889-22-011527
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-17 21:00:15
- Reporting Period:
- 2022-11-15
- Accepted Time:
- 2022-11-17 21:00:15
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1829387 | T Edward Lee | C/O Rh 15 Koch Road, Suite K Corte Madera CA 94925 | See Remarks | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-11-15 | 540 | $87.31 | 3,164 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-15 | 540 | $300.00 | 2,624 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-11-15 | 1,250 | $101.25 | 3,874 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-15 | 1,250 | $300.00 | 2,624 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-11-15 | 400 | $154.82 | 3,024 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-15 | 400 | $300.00 | 2,624 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-11-15 | 540 | $0.00 | 540 | $87.31 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-11-15 | 1,250 | $0.00 | 1,250 | $101.25 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-11-15 | 400 | $0.00 | 400 | $154.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-05-05 | No | 4 | M | Direct | |
| 3,000 | 2029-04-01 | No | 4 | M | Direct | |
| 3,200 | 2030-04-28 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Option vested in five equal annual installments beginning on 5/6/2016 and ending on 5/6/2020.
- This option award is vested and exercisable with respect to 1250 of the shares and will vest and become exercisable with respect to an additional 1000 shares on April 2, 2023, and an additional 2000 shares on April 2, 2024, subject to continuous service.
- In the Form 4 filed for the Reporting Person on April 20, 2022, such Form 4 inadvertently reported in column 9 that 1,250 shares remained subject to this option following exercise as reported in such Form 4. Such Form 4 should have reported in column 9 that 4,250 shares remained subject to this option following exercise. This has been corrected in this Form 4 by reflecting that 3,000 shares remain subject to this option following the Reporting Person's exercise of the employee options for 1,250 shares on November 15, 2022.
- This stock option award is vested and exercisable with respect to 400 of the shares and will vest and become exercisable with respect to an additional 400 shares on April 29, 2023, an additional 600 shares on April 29, 2024, an additional 600 shares on April 29, 2025, an additional 800 shares on April 29, 2026, and an additional 800 shares on April 29, 2027, subject to continuous service.
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