Filing Details
- Accession Number:
- 0001562180-22-007754
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-17 20:37:20
- Reporting Period:
- 2022-11-15
- Accepted Time:
- 2022-11-17 20:37:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1404123 | 1Life Healthcare Inc | ONEM | Services-Offices & Clinics Of Doctors Of Medicine (8011) | 760707204 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1800511 | A Lisa Mango | C/O 1Life Healthcare, Inc. One Embarcadero Center, Suite 1900 San Francisco CA 94111 | General Counsel And Secretary | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-11-15 | 2,472 | $12.16 | 90,857 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-15 | 2,472 | $16.84 | 88,385 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-11-15 | 8,542 | $0.00 | 96,927 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-16 | 4,230 | $16.82 | 92,697 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-11-17 | 4,312 | $16.71 | 88,385 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-15 | 2,472 | $0.00 | 2,472 | $12.16 |
| Common Stock | Restricted Stock Units | Disposition | 2022-11-15 | 8,542 | $0.00 | 8,542 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 93,948 | 2032-01-14 | No | 4 | M | Direct | |
| 25,627 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan and were conducted by the reporting person for tax and estate planning purposes. The reporting person has adopted Rule 10b5-1 plans in the past and has adopted this Rule 10b5-1 plan in the ordinary course. The trading plans and their parameters do not reflect the reporting person's views on the closing of the pending, previously announced, merger or the prospects of the Company's business after the closing.
- This transaction was executed in multiple trades at prices ranging from $16.805 to $16.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Restricted stock units convert into the issuer's common stock on a one-for-one basis.
- Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.
- This transaction was executed in multiple trades at prices ranging from $16.81 to $16.825. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $16.68 to $16.72. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The shares subject to the option vest as follows: 1/48th of the shares subject to the option vest monthly over four years commencing on the vesting commencement date, subject to reporting person's continuous service as of each such date.
- The restricted stock units will vest annually over three years, with 25% of the restricted stock units vesting on each of the first and second anniversaries of the vesting commencement date and 50% of the restricted stock units vesting on the third anniversary of the vesting commencement date, subject to the reporting person's continuous service as of each such date.
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