Filing Details
- Accession Number:
- 0001209191-22-057709
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-17 18:48:29
- Reporting Period:
- 2022-11-15
- Accepted Time:
- 2022-11-17 18:48:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1874178 | Rivian Automotive Inc. / De | RIVN | Motor Vehicles & Passenger Car Bodies (3711) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1890925 | Claire Mcdonough | C/O Rivian Automotive, Inc. 14600 Myford Road Irvine CA 92606 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-11-15 | 12,500 | $21.72 | 95,386 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-11-15 | 12,500 | $35.00 | 82,886 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-15 | 1,735 | $34.38 | 81,151 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-16 | 3,257 | $34.28 | 77,894 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option | Disposition | 2022-11-15 | 12,500 | $0.00 | 12,500 | $21.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 737,500 | 2028-01-26 | No | 4 | M | Direct |
Footnotes
- The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2021, as last amended on August 19, 2022.
- The sale reported in this transaction represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations in connection with the vesting of RSUs to be funded by a "sell to cover" transaction, and does not represent a discretionary trade by the Reporting Person.
- The stock option vests in 5 substantially equal yearly installments beginning on the first anniversary of February 1, 2021.
Billionaire Hedge Funds
