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Filing Details

Accession Number:: 0001315098-22-000162
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-11-17 18:21:10
Reporting Period:: 2022-11-15

Accepted Time:: 2022-11-17 18:21:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1315098	Roblox Corp	RBLX	Services-Prepackaged Software (7372)	200991664

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1835037	Mark Reinstra	C/O Roblox Corporation 970 Park Place San Mateo CA 94403	Gen. Counsel & Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2022-11-15	12,500	$3.41	256,615	No	4	M	Direct
Class A Common Stock	Disposition	2022-11-15	7,085	$37.02	249,530	No	4	S	Direct
Class A Common Stock	Disposition	2022-11-15	4,815	$37.96	244,715	No	4	S	Direct
Class A Common Stock	Disposition	2022-11-15	600	$38.55	244,115	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2022-11-15	12,500	$0.00	12,500	$3.41

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
504,396		2030-12-09	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	32,812	Indirect	See Footnote
Class A Common Stock	66,786	Indirect	See Footnotes
Class A Common Stock	32,812	Indirect	See Footnotes
Class A Common Stock	25,000	Indirect	See Footnote
Class A Common Stock	25,000	Indirect	See Footnotes

Footnotes

This amount includes 360 shares acquired by the Reporting Person on February 25, 2022 pursuant to the Issuer's 2020 Employee Stock Purchase Plan and includes 66,666 shares of Class A Common Stock that had not previously been reflected in the Reporting Person's beneficially owned securities, due to an administrative error.
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 17, 2022.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $36.45 to $37.44, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $37.46 to $38.44, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $38.48 to $38.61, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
On November 15, 2022, the Reporting Person transferred 5,119 shares of Class A common stock from the Susan P. Reinstra Annuity Trust and 5,119 shares of Class A common stock from the Mark L. Reinstra Annuity Trust to the San Domenico Trust in connection with GRAT annuity payments.
These shares are held directly for the Susan P. Reinstra Annuity Trust dated October 7, 2020 for which the reporting person serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership over the securities held by the Annuity Trust.
These shares are held directly by the San Domenico Trust dated August 12, 1999 for which the reporting person serves as trustee. The Reporting Person may be deemed to have beneficial ownership over the securities held by the trust.
These shares are held directly by the Mark L. Reinstra Annuity Trust dated October 7, 2020 for which the reporting person serves as trustee. The reporting person may be deemed to have beneficial ownership of the securities held by the Annuity Trust.
These shares are held directly by the Mark L. Reinstra 2022 Annuity Trust for which the Reporting Person serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Annuity Trust.
These shares are held directly by the Susan P. Reinstra 2022 Annuity Trust for which the Reporting Person serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Annuity Trust.
1/4th of the shares subject to the option became vested and exercisable on December 4, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.