Filing Details
- Accession Number:
- 0001209191-22-057645
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-17 17:49:00
- Reporting Period:
- 2022-11-15
- Accepted Time:
- 2022-11-17 17:49:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1845337 | Day One Biopharmaceuticals Inc. | DAWN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1655962 | Ii N Charles York | 2000 Sierra Point Parkway, Suite 501 Brisbane CA 94080 | Coo, Cfo And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-11-15 | 1,375 | $0.00 | 295,776 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-11-16 | 430 | $21.46 | 296,497 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2022-11-15 | 1,375 | $0.00 | 1,375 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,500 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
- The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.
- Includes 1,151 shares of Common Stock acquired under the Issuer's employee stock purchase plan on November 16, 2022.
- The RSUs will vest as to 1/12 of the total award in quarterly installments on February 15th, May 15th, August 15th, and November 15th, subject to the Reporting Person's continued service to the Issuer on each vesting date.