Filing Details

Accession Number:
0001209191-22-057645
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-17 17:49:00
Reporting Period:
2022-11-15
Accepted Time:
2022-11-17 17:49:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1845337 Day One Biopharmaceuticals Inc. DAWN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1655962 Ii N Charles York 2000 Sierra Point Parkway, Suite 501
Brisbane CA 94080
Coo, Cfo And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-15 1,375 $0.00 295,776 No 4 M Direct
Common Stock Disposition 2022-11-16 430 $21.46 296,497 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2022-11-15 1,375 $0.00 1,375 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,500 No 4 M Direct
Footnotes
  1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
  2. The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.
  3. Includes 1,151 shares of Common Stock acquired under the Issuer's employee stock purchase plan on November 16, 2022.
  4. The RSUs will vest as to 1/12 of the total award in quarterly installments on February 15th, May 15th, August 15th, and November 15th, subject to the Reporting Person's continued service to the Issuer on each vesting date.