Filing Details
- Accession Number:
- 0001415889-22-011519
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-17 17:22:36
- Reporting Period:
- 2022-11-15
- Accepted Time:
- 2022-11-17 17:22:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820027 | Ameriprise Financial Inc | AMP | Investment Advice (6282) | 133180631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1823254 | P. Gerard Smyth | 1098 Ameriprise Financial Center Minneapolis MN 55474 | Evp Technology And Cio | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-11-15 | 3,812 | $123.37 | 11,273 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-11-15 | 2,000 | $126.89 | 13,273 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-15 | 3,872 | $322.71 | 9,401 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-11-15 | 1,940 | $322.02 | 7,461 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-11-15 | 2,189 | $327.01 | 5,272 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-11-15 | 3,812 | $0.00 | 3,812 | $123.37 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-11-15 | 2,000 | $0.00 | 2,000 | $126.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-02-06 | No | 4 | M | Direct | |
| 3,433 | 2029-02-01 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average price of 1,940 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 15, 2022 with sale prices ranging from $321.89 to $322.12 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 2,189 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 15, 2022 with sale prices ranging from $326.95 to $327.092 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Fully vested.
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