Filing Details

Accession Number:
0001771515-22-000153
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-17 17:04:59
Reporting Period:
2022-11-16
Accepted Time:
2022-11-17 17:04:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1771515 Grocery Outlet Holding Corp. GO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1253547 F Thomas Herman C/O Grocery Outlet Holding Corp.
5650 Hollis Street
Emeryville CA 94608
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-11-16 5,483 $0.00 4,153 No 5 G Direct
Common Stock Acquisiton 2022-11-16 5,483 $0.00 41,400 No 5 G Indirect By Trust
Common Stock Disposition 2022-11-16 2,000 $31.69 39,400 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.
  2. This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.32 to $32.3199, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.