Filing Details
- Accession Number:
- 0001209191-22-057478
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-17 14:59:49
- Reporting Period:
- 2022-11-15
- Accepted Time:
- 2022-11-17 14:59:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216448 | Patrick Harshman | 2590 Orchard Parkway San Jose CA 95131 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-11-15 | 31,791 | $0.00 | 459,964 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-15 | 16,737 | $13.66 | 443,227 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-11-16 | 6,040 | $13.41 | 434,578 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2022-11-15 | 15,236 | $0.00 | 15,236 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2022-11-15 | 16,555 | $0.00 | 16,555 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,236 | 2021-02-15 | 2023-02-15 | No | 4 | M | Direct |
| 82,775 | 2022-02-15 | 2024-02-15 | No | 4 | M | Direct |
Footnotes
- Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2022.
- Reflects an adjustment of 2,609 shares of common stock transferred to the reporting person's ex-spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.
Billionaire Hedge Funds
