Filing Details
- Accession Number:
- 0001209191-22-057430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-16 21:20:30
- Reporting Period:
- 2022-11-14
- Accepted Time:
- 2022-11-16 21:20:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596967 | Moelis & Co | MC | Investment Advice (6282) | 464500216 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1604686 | Kenneth Moelis | C/O Moelis &Amp; Company 399 Park Avenue, 5Th Floor New York NY 10022 | Chairman, Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2022-11-14 | 50,000 | $45.98 | 82,748 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2022-11-14 | 32,921 | $46.06 | 49,827 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2022-11-15 | 100,000 | $46.74 | 203,676 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2022-11-16 | 10,253 | $45.55 | 193,423 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Footnotes
- Mr. Moelis' ownership of 49,827 shares of Class A common stock and 193,423 shares of Class A common stock held by The Moelis Family Trust is in addition to (i) 802,119 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2017 through 2021, (ii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.
- Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis.