Filing Details
- Accession Number:
- 0001140361-22-041964
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-16 20:32:17
- Reporting Period:
- 2022-11-09
- Accepted Time:
- 2022-11-16 20:32:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1841761 | Grove Collaborative Holdings Inc. | GROV | Retail-Catalog & Mail-Order Houses (5961) | 882840659 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1930721 | Stuart Landesberg | C/O Grove Collaborative Holdings, Inc. 1301 Sansome Street San Francisco CA 94111 | President & Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-11-09 | 271,058 | $0.00 | 273,658 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2022-11-09 | 623,544 | $0.00 | 623,644 | No | 4 | M | Indirect | See footnote |
Class A Common Stock | Disposition | 2022-11-14 | 3,450 | $1.26 | 270,208 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2022-11-14 | 3,450 | $1.26 | 620,194 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2022-11-15 | 2,400 | $1.25 | 267,808 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2022-11-15 | 2,400 | $1.25 | 617,794 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Indirect | See footnote |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2022-11-09 | 271,058 | $0.00 | 271,058 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2022-11-09 | 623,544 | $0.00 | 623,544 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
786,582 | No | 4 | M | Direct | ||
58,778 | No | 4 | M | Indirect |
Footnotes
- Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer.
- These securities are directly held by The Landesberg Living Trust, for which the Reporting Person and his spouse serve as co-trustees.
- The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.255, inclusive.
- This amount consists entirely of 786,582 Earnout Shares.
- This amount consists entirely of 58,778 Earnout Shares.