Filing Details
- Accession Number:
- 0001562180-22-007719
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-16 17:42:32
- Reporting Period:
- 2022-11-15
- Accepted Time:
- 2022-11-16 17:42:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1866368 | Clearwater Analytics Holdings Inc. | CWAN | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1879938 | Ann Cynthia Blendu | C/O Clearwater Analytics Holdings, Inc. 777 W. Main Street, Suite 900 Boise ID 83702 | See Remarks | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-11-15 | 16,000 | $4.40 | 19,439 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-11-15 | 16,000 | $18.56 | 3,439 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-16 | 19,081 | $4.40 | 22,520 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-16 | 30,919 | $4.40 | 53,439 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-11-16 | 19,081 | $18.37 | 34,358 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-16 | 30,919 | $18.26 | 3,439 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-15 | 16,000 | $0.00 | 16,000 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-16 | 19,081 | $0.00 | 19,081 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-16 | 30,919 | $0.00 | 30,919 | $4.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 55,055 | 2029-01-01 | No | 4 | M | Direct | |
| 35,974 | 2029-01-01 | No | 4 | M | Direct | |
| 16,450 | 2029-01-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $18.50 USD to $18.66 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.25 USD to $18.50 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.25 USD to $18.43 USD; the price reported above reflects the weighted average sale price.
- Vests 34,649 share(s) on 02-Nov-2020, 20,999 share(s) on 21-Jan-2020, 12,338 share(s) on 05-Mar-2021, 12,338 share(s) on 01-Jan-2022, 12,338 share(s) on 01-Jan-2023, 12,338 share(s) on 01-Jan-2024
- Vests 14,000 share(s) on 01-Jan-2020, 23,100 share(s) on 02-Nov-2020, 8,225 share(s) on 01-Jan-2021, 8,225 share(s) on 01-Jan-2022, 8,225 share(s) on 01-Jan-2023, 8,225 share(s) on 01-Jan-2024
Billionaire Hedge Funds
