Filing Details
- Accession Number:
- 0001562180-22-007716
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-11-16 16:52:09
- Reporting Period:
- 2022-11-11
- Accepted Time:
- 2022-11-16 16:52:09
- Original Submission Date:
- 2022-11-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1866368 | Clearwater Analytics Holdings Inc. | CWAN | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1441361 | S James Cox | C/O Clearwater Analytics Holdings, Inc. 777 W. Main Street, Suite 900 Boise ID 83702 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-11-11 | 50,000 | $4.40 | 51,786 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2022-11-11 | 50,000 | $17.90 | 1,786 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-11 | 50,000 | $0.00 | 50,000 | $4.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
356,020 | 2029-05-20 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2022.
- This transaction was executed in multiple trades at prices ranging from $17.88 USD to $17.95 USD; the price reported above reflects the weighted average sale price.
- Of the amount reported, options to purchase 215,020 of Class A Common Stock are vested and exercisable. Unvested options vest in two equal annual installments of 70,500 beginning on and including May 20, 2023.