Filing Details
- Accession Number:
- 0001127602-11-015227
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-05 12:05:28
- Reporting Period:
- 2011-05-03
- Filing Date:
- 2011-05-05
- Accepted Time:
- 2011-05-05 11:05:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1466258 | Ingersoll-Rand Plc | IR | Auto Controls For Regulating Residential & Comml Environments (3822) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200537 | J Richard Swift | C/O Ingersoll-Rand Company One Centennial Avenue Piscataway NJ 08854 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2011-05-03 | 4,500 | $24.49 | 16,110 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2011-05-03 | 4,500 | $50.54 | 11,610 | No | 4 | S | Direct | |
Ordinary Shares | Acquisiton | 2011-05-03 | 4,500 | $21.49 | 16,110 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2011-05-03 | 4,500 | $50.55 | 11,610 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2011-05-03 | 4,500 | $0.00 | 4,500 | $24.49 |
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2011-05-03 | 4,500 | $0.00 | 4,500 | $21.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-04-30 | No | 4 | M | Direct | |
0 | 2013-05-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares (Ddcp) | 35,568 | Direct | |
Ordinary Shares (Ddcp Ii) | 9,340 | Direct |
Footnotes
- The reported price is the weighted average price for the transactions on May 3, 2011. The range of prices for the transactions is from $50.5375 to $50.55 per share. Information regarding the number of shares disposed at each separate price will be provided upon request of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.
- The reported price is the weighted average price for the transactions on May 3, 2011. The range of prices for the transactions is from $50.54 to $50.55 per share. Information regarding the number of shares disposed at each separate price will be provided upon request of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.
- Represents vested units acquired or deferred under the IR Director Deferred Compensation Plan (the "DDCP"). The units are to be converted on a one-for-one basis and settled in shares upon the reporting person's termination of service as a director of the issuer, or earlier or later upon certain elections.
- Represents vested units acquired or deferred under the IR Director Deferred Compensation Plan II (the "DDCP II"). The units are to be converted on a one-for-one basis and settled in shares upon the reporting person's termination of service as a director of the issuer, or earlier or later upon certain elections.
- All options have fully vested and are exercisable.