Filing Details
- Accession Number:
- 0001062993-22-022315
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-16 16:31:25
- Reporting Period:
- 2022-11-14
- Accepted Time:
- 2022-11-16 16:31:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1834045 | Vintage Wine Estates Inc. | VWE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1380482 | D Timothy Proctor | 937 Tahoe Boulevard, Suite 210 Incline Village NV 89451 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-11-14 | 10,000 | $3.32 | 27,072 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.2650 to $3.3197, inclusive. Mr. Proctor undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Includes 7,072 RSUs. Each RSU represents a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs vest on 04/07/2023.