Filing Details
- Accession Number:
- 0000855658-22-000297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-16 15:48:38
- Reporting Period:
- 2022-11-14
- Accepted Time:
- 2022-11-16 15:48:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1644651 | Robert James Anderson | 5555 Ne Moore Court Hillsboro OR 97124 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-11-14 | 5,687 | $0.00 | 795,105 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-14 | 2,995 | $64.63 | 792,110 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2022-11-15 | 30,000 | $8.24 | 822,110 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-15 | 30,000 | $68.35 | 792,110 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2022-11-15 | 30,000 | $0.00 | 30,000 | $8.24 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2022-11-14 | 5,687 | $0.00 | 5,687 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 384,363 | 2019-09-04 | 2025-09-04 | No | 4 | M | Direct |
| 129,786 | 2022-11-14 | No | 4 | M | Direct |
Footnotes
- Restricted Stock Units - no purchase price for this transaction.
- These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
- The transaction indicated was conducted under an approved 10b5-1 Plan.
- This transaction was executed in multiple trades at prices ranging from $67.72 to $69.29 The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.
- Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.
- Not applicable.
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