Filing Details

Accession Number:
0001824982-22-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-16 11:54:16
Reporting Period:
2021-11-22
Accepted Time:
2022-11-16 11:54:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1740695 Lux Amber Corp. LXAM Industrial Organic Chemicals (2860) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1824982 K.f. Ernest Lum 371 Hostdale Drive
Dothan AL 36303
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-01-10 150,000 $0.25 4,560,618 No 4 M Direct
Common Stock Acquisiton 2022-01-10 30,000 $0.25 4,590,618 No 4 M Direct
Common Stock Acquisiton 2022-07-18 50,000 $0.00 4,640,618 No 4 M Direct
Common Stock Acquisiton 2022-07-18 250,000 $0.01 4,890,618 No 4 M Direct
Common Stock Acquisiton 2022-07-21 1,000,000 $0.03 5,890,618 No 4 M Direct
Common Stock Disposition 2022-11-08 127,000 $0.75 5,763,618 No 4 S Direct
Common Stock Acquisiton 2022-11-16 175,563 $0.00 5,939,181 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 J Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock purchase options Acquisiton 2021-11-22 50,000 $0.00 50,000 $0.25
Common Stock Common Stock purchase options Acquisiton 2021-12-01 150,000 $0.00 150,000 $0.25
Common Stock Common Stock purchase options Acquisiton 2021-12-22 30,000 $0.00 30,000 $0.25
Common Stock Common Stock purchase options Disposition 2022-01-10 150,000 $0.00 150,000 $0.25
Common Stock Common Stock purchase options Disposition 2022-01-10 30,000 $0.00 30,000 $0.25
Common Stock Common Stock purchase options Disposition 2022-07-18 50,000 $0.00 50,000 $0.00
Common Stock Common Stock purchase options Disposition 2022-07-18 250,000 $0.00 250,000 $0.01
Common Stock Common Stock purchase options Acquisiton 2022-07-10 1,000,000 $0.00 1,000,000 $0.03
Common Stock Common Stock purchase options Disposition 2022-07-21 1,000,000 $0.00 1,000,000 $0.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
350,000 2021-11-22 2031-11-22 No 4 A Direct
500,000 2021-12-01 2031-12-01 No 4 A Direct
530,000 2021-12-22 2031-12-22 No 4 A Direct
380,000 2021-12-01 2031-12-01 No 4 M Direct
350,000 2021-12-22 2031-12-22 No 4 M Direct
1,300,000 2017-03-01 2027-03-01 No 4 M Direct
1,050,000 2017-06-22 2027-06-22 No 4 M Direct
1,350,000 2022-07-10 2032-07-10 No 4 A Direct
50,000 2022-07-10 2032-07-10 No 4 M Direct
Footnotes
  1. 100% vested on the date of grant
  2. 100% vested on the date of grant
  3. 100% vested on the date of grant
  4. 100% vested on the date of grant
  5. Pursuant to the beneficial ownership rules, these shares are deemed owned by Ernest Lum, by attribution from his daughter, who lives with him. The shares are held in the daughter's name, and were originally acquired by her via conversion of derivative securities.
  6. Reference the footnote immediately above