Filing Details
- Accession Number:
- 0001127602-22-025676
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-15 21:30:14
- Reporting Period:
- 2022-08-26
- Accepted Time:
- 2022-11-15 21:30:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
94049 | Stepan Co | SCL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 361823834 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229289 | Jr Quinn F Stepan | 1101 Skokie Boulevard, Suite 500 Northbrook IL 60062 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-08-26 | 132 | $0.00 | 15,527 | No | 5 | G | Indirect | By Father |
Common Stock | Acquisiton | 2022-08-26 | 132 | $0.00 | 372 | No | 5 | G | Indirect | By Spouse |
Common Stock | Disposition | 2022-08-26 | 1,104 | $0.00 | 14,423 | No | 5 | G | Indirect | By Father |
Common Stock | Acquisiton | 2022-08-26 | 1,104 | $0.00 | 18,568 | No | 5 | G | Indirect | By Family Trust III |
Common Stock | Disposition | 2022-08-26 | 10,320 | $0.00 | 4,103 | No | 5 | G | Indirect | By Father |
Common Stock | Disposition | 2022-11-11 | 5,308 | $110.00 | 64,869 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | By Father |
No | 5 | G | Indirect | By Spouse |
No | 5 | G | Indirect | By Father |
No | 5 | G | Indirect | By Family Trust III |
No | 5 | G | Indirect | By Father |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 200,967 | Direct | |
Common Stock | 0 | Indirect | By Esop II Trust |
Common Stock | 25,304 | Indirect | By Family Trust V |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Share Units | $0.00 | 104,217 | 104,217 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
104,217 | 104,217 | Direct |
Footnotes
- The reporting person was appointed attorney-in-fact with respect to his father's shares of Stepan Company common stock on May 10, 2022. The reporting person disclaims beneficial ownership of the Stepan Company common stock held by his father.
- Joint Tenancy with Spouse.
- Since the date of the reporting person's last ownership report, the reporting person received a distribution of 11,956.752 shares held in his ESOP account pursuant to the terms of the ESOP, and those shares are now owned directly.
- Includes exempt acquisitions under Rule 16a-11 pursuant to dividend reinvestments since the date of the reporting person's last report.
- The reporting person was appointed trustee of the trust on June 17, 2022. A member of the reporting person's immediate family is beneficiary of the trust. The reporting person disclaims beneficial ownership of the Stepan Company common stock held by the trust.
- Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants toelect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.
- Share Units convert on a one-for-one basis into Common Stock.
- Reflects acquisition of Share Units under the MIP, generally payable at end of employment, unless otherwise elected.