Filing Details

Accession Number:
0001628280-22-030062
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-15 18:02:19
Reporting Period:
2022-11-11
Accepted Time:
2022-11-15 18:02:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1647639 Upstart Holdings Inc. UPST Finance Services (6199) 464332431
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1817263 Whorton Kerry Cooper C/O Upstart Holdings, Inc.
2950 S. Delaware Street, Suite 300
San Mateo CA 94403
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-11-11 2,000 $20.92 768 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,209 Direct
Footnotes
  1. These shares are held by the Edward and Kerry Cooper Living Trust, for which the Reporting Person and her spouse serve as co-trustees.
  2. These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.