Filing Details
- Accession Number:
- 0001437749-22-027474
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-15 17:05:09
- Reporting Period:
- 2022-11-11
- Accepted Time:
- 2022-11-15 17:05:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120370 | Broadwind Inc. | BWEN | Nonferrous Foundries (Castings) (3360) | 880409160 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1698592 | E. Daniel Schueller | 3240 S. Central Avenue Cicero IL 60804 | Pres., Broadwind Heavy Fab. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-11-11 | 4,800 | $1.67 | 114,504 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,682 | Indirect | By 401(k) Plan |
Footnotes
- Includes (i) 7,680 restricted stock units that vest on 4/30/23; (ii) 6,374 restricted stock units that vest 3,187 shares on each of 5/7/23 and 5/7/24; and (iii) 19,680 restricted stock units that vest 6,560 shares on each of 4/25/23, 4/25/24 and 4/25/25.