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Filing Details

Accession Number:: 0001209191-22-056986
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-11-15 16:09:01
Reporting Period:: 2022-11-10

Accepted Time:: 2022-11-15 16:09:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
94845	Levi Strauss & Co	LEVI	Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300)	940905160

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1768700	M. Seth Ellison	C/O Levi Strauss &Amp; Co. 1155 Battery Street San Francisco CA 94111	Evp & Chief Commercial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2022-11-10	4,100	$0.00	94,046	No	4	C	Direct
Class A Common Stock	Disposition	2022-11-10	4,100	$15.11	89,946	No	4	S	Direct
Class A Common Stock	Acquisiton	2022-11-11	4,167	$0.00	94,113	No	4	C	Direct
Class A Common Stock	Disposition	2022-11-11	4,167	$15.47	89,946	No	4	S	Direct
Class A Common Stock	Acquisiton	2022-11-14	4,277	$0.00	94,223	No	4	C	Direct
Class A Common Stock	Disposition	2022-11-14	4,277	$16.16	89,946	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Appreciation Rights	Disposition	2022-11-10	4,500	$0.00	4,500	$6.90
Class A Common Stock	Class B Common Stock	Acquisiton	2022-11-10	4,500	$6.90	4,500	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2022-11-10	3,349	$15.15	3,349	$0.00
Class B Common Stock	Stock Appreciation Rights	Disposition	2022-11-10	10,500	$0.00	10,500	$6.10
Class A Common Stock	Class B Common Stock	Acquisiton	2022-11-10	10,500	$6.10	10,500	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2022-11-10	7,551	$15.15	7,551	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2022-11-10	4,100	$0.00	4,100	$0.00
Class B Common Stock	Stock Appreciation Rights	Disposition	2022-11-11	4,500	$0.00	4,500	$6.90
Class A Common Stock	Class B Common Stock	Acquisiton	2022-11-11	4,500	$6.90	4,500	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2022-11-11	3,327	$15.50	3,327	$0.00
Class B Common Stock	Stock Appreciation Rights	Disposition	2022-11-11	10,500	$0.00	10,500	$6.10
Class A Common Stock	Class B Common Stock	Acquisiton	2022-11-11	10,500	$6.10	10,500	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2022-11-11	7,506	$15.50	7,506	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2022-11-11	4,167	$0.00	4,167	$0.00
Class B Common Stock	Stock Appreciation Rights	Disposition	2022-11-14	4,500	$0.00	4,500	$6.90
Class A Common Stock	Class B Common Stock	Acquisiton	2022-11-14	4,500	$6.90	4,500	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2022-11-14	3,291	$16.10	3,291	$0.00
Class B Common Stock	Stock Appreciation Rights	Disposition	2022-11-14	10,500	$0.00	10,500	$6.10
Class A Common Stock	Class B Common Stock	Acquisiton	2022-11-14	10,500	$6.10	10,500	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2022-11-14	7,432	$16.10	7,432	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2022-11-14	4,277	$0.00	4,277	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
30,754	2024-02-01	No	4	M	Direct
4,500		No	4	M	Direct
1,151		No	4	D	Direct
69,415	2023-02-09	No	4	M	Direct
11,651		No	4	M	Direct
4,100		No	4	D	Direct
0		No	4	C	Direct
26,254	2024-02-01	No	4	M	Direct
4,500		No	4	M	Direct
1,173		No	4	D	Direct
58,915	2023-02-09	No	4	M	Direct
11,673		No	4	M	Direct
4,167		No	4	D	Direct
0		No	4	C	Direct
21,754	2024-02-01	No	4	M	Direct
4,500		No	4	M	Direct
1,209		No	4	D	Direct
48,415	2023-02-09	No	4	M	Direct
11,709		No	4	M	Direct
4,277		No	4	D	Direct
0		No	4	C	Direct

Footnotes

Transaction pursuant to a previously established Rule 10b5-1 Plan.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.104 to $15.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.46 to $15.495. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.14 to $16.18. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
100% of these stock appreciation rights are fully vested.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.
The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.