Filing Details
- Accession Number:
- 0001562180-22-007668
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-15 16:06:14
- Reporting Period:
- 2022-11-11
- Accepted Time:
- 2022-11-15 16:06:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124941 | Beacon Roofing Supply Inc | BECN | Wholesale-Lumber & Other Construction Materials (5030) | 364173371 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1848563 | Carl Christopher Nelson | 505 Huntmar Park Dr Suite 300 Herndon VA 20170 | Evp & Cio | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2022-11-11 | 5,500 | $30.15 | 5,500 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2022-11-11 | 5,500 | $58.45 | 0 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2022-11-11 | 7,143 | $27.26 | 7,143 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2022-11-11 | 7,143 | $58.61 | 0 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2022-11-12 | 2,241 | $0.00 | 2,241 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2022-11-12 | 1,011 | $59.04 | 1,230 | No | 4 | F | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2022-11-12 | 6,410 | $0.00 | 7,640 | No | 4 | A | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2022-11-12 | 2,117 | $59.04 | 5,523 | No | 4 | F | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2022-11-15 | 4,073 | $58.71 | 1,450 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2022-11-15 | 1,450 | $0.00 | 0 | No | 5 | G | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2022-11-15 | 1,450 | $0.00 | 14,561 | No | 5 | G | Indirect | By Nelson Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Nelson Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Stock Option (right to buy) | Disposition | 2022-11-11 | 5,500 | $0.00 | 5,500 | $30.15 |
| Common Stock, $0.01 Par Value | Stock Option (right to buy) | Disposition | 2022-11-11 | 7,143 | $0.00 | 7,143 | $27.26 |
| Common Stock, $0.01 Par Value | Restricted Stock Units (RSUs) | Disposition | 2022-11-12 | 2,241 | $0.00 | 2,241 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-11-14 | 2022-11-14 | No | 4 | M | Direct |
| 0 | 2019-11-13 | 2028-11-13 | No | 4 | M | Direct |
| 0 | No | 4 | M | Direct |
Footnotes
- Transaction made pursuant to a Rule 10b5-1 plan.
- This transaction was executed in multiple trades at prices ranging from $58.02 USD to $59.02 USD; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes, upon request, to provide to Beacon Roofing Supply, Inc. (the "Issuer"), any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $58.01 USD to $59.30 USD; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes, upon request, to provide to the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.
- Represents shares issued upon settlement of restricted stock units on satisfaction of performance criteria.
- Represents a transfer to the Nelson Revocable Trust, dated June 2, 2022, of which the Reporting Person and his spouse serve as trustees.
- The stock options were scheduled to vest in three (3) equal annual installments, beginning on this date (the first anniversary of the grant date) and followed by the two subsequent anniversaries of this date.
- Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.
- On November 12, 2019, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date.
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