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Filing Details

Accession Number:: 0000899243-22-035818
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-11-14 21:47:41
Reporting Period:: 2022-11-09

Accepted Time:: 2022-11-14 21:47:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1635088	Roivant Sciences Ltd.	ROIV	()	DE

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1290162	Qvt Financial Lp	888 Seventh Avenue, 43Rd Floor New York NY 10106		Yes	No	Yes	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Disposition	2022-11-09	1,196,200	$0.00	38,582,314	No	4	J	Indirect	Held by QVT Financial Investment Cayman Ltd.
Common Shares	Disposition	2022-11-10	1,092,355	$4.75	37,489,959	No	4	S	Indirect	Held by QVT Financial Investment Cayman Ltd.
Common Shares	Disposition	2022-11-10	1,733,577	$4.75	37,925,362	No	4	S	Indirect	Held by QVT Roiv Hldgs Offshore Ltd.
Common Shares	Disposition	2022-11-10	372,427	$4.75	13,535,929	No	4	S	Indirect	Held by QVT Roiv Hldgs Onshore Ltd.
Common Shares	Disposition	2022-11-10	2,311,643	$4.75	28,010,344	No	4	S	Indirect	Held by QVT Deferred Compensation Holdings Ltd.
Common Shares	Disposition	2022-11-10	146,079	$4.75	5,470,181	No	4	S	Indirect	Held by QVT P&E Roiv Hldgs Ltd.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	Held by QVT Financial Investment Cayman Ltd.
No	4	S	Indirect	Held by QVT Financial Investment Cayman Ltd.
No	4	S	Indirect	Held by QVT Roiv Hldgs Offshore Ltd.
No	4	S	Indirect	Held by QVT Roiv Hldgs Onshore Ltd.
No	4	S	Indirect	Held by QVT Deferred Compensation Holdings Ltd.
No	4	S	Indirect	Held by QVT P&E Roiv Hldgs Ltd.

Footnotes

Shares were distributed in-kind to certain shareholders of QVT FIC (as defined below) who subsequently gifted the shares to charitable foundations, each of which is subject to a lock-up.
Aggregately, following the transactions described above, QVT Financial LP ("QVT"), a Delaware limited partnership, may be deemed to be the beneficial owner of 122,541,536 common shares (the "Shares") of Roivant Sciences Ltd., consisting of the Shares owned by QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC"). QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT and may be deemed to beneficially own the same number of Shares reported by QVT.
QVT provides certain investment advisory services for, and thereby may be deemed to beneficially own the Shares held by, Fourth Avenue, QVT P&E, QVT DCH and QVT FIC. QVT disclaims beneficial ownership of such Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Shares for purposes of Section 16 or for any other purpose.
QVT is the investment manager of QVT Roiv, shares voting and investment control over the Shares held directly by QVT Roiv and therefore may be deemed to beneficially own such Shares. QVT disclaims beneficial ownership of such Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Shares for purposes of Section 16 or for any other purpose.