Filing Details
- Accession Number:
- 0001718218-22-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-14 20:29:34
- Reporting Period:
- 2022-11-10
- Accepted Time:
- 2022-11-14 20:29:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1703079 | Xai Octagon Floating Rate & Alternative Income Term Trust | XFLT | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1718218 | J Theodore Brombach | 321 N. Clark Street Chicago IL 60054 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Ownership | Acquisiton | 2022-11-10 | 891 | $6.63 | 10,891 | No | 4 | P | Indirect | XMS Holdings LLC |
Common Shares Of Beneficial Ownership | Acquisiton | 2022-11-10 | 754 | $6.64 | 11,645 | No | 4 | P | Indirect | XMS Holdings LLC |
Common Shares Of Beneficial Ownership | Acquisiton | 2022-11-10 | 355 | $6.65 | 12,000 | No | 4 | P | Indirect | XMS Holdings LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | XMS Holdings LLC |
No | 4 | P | Indirect | XMS Holdings LLC |
No | 4 | P | Indirect | XMS Holdings LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares Of Beneficial Ownership | 484,646 | Direct | |
Common Shares Of Beneficial Ownership | 10,205 | Indirect | XA Investments LLC |