Filing Details
- Accession Number:
- 0001484612-22-000071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-14 19:59:42
- Reporting Period:
- 2022-11-11
- Accepted Time:
- 2022-11-14 19:59:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1484612 | Outset Medical Inc. | OM | Electromedical & Electrotherapeutic Apparatus (3845) | 200514392 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1823380 | Martin Vazquez | 3052 Orchard Drive San Jose CA 95134 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-11-11 | 5,000 | $3.88 | 54,550 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-11 | 5,000 | $20.00 | 49,550 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-11-11 | 5,000 | $3.88 | 54,550 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-11 | 5,000 | $20.00 | 49,550 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-11-11 | 4,630 | $3.88 | 54,180 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-11 | 4,630 | $20.00 | 49,550 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-11-11 | 370 | $3.88 | 49,920 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-11 | 370 | $20.00 | 49,550 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Options (right to buy) | Disposition | 2022-11-11 | 5,000 | $0.00 | 5,000 | $3.88 |
| Common Stock | Performance Options (right to buy) | Disposition | 2022-11-11 | 5,000 | $0.00 | 5,000 | $3.88 |
| Common Stock | Performance Options (right to buy) | Disposition | 2022-11-11 | 4,630 | $0.00 | 4,630 | $3.88 |
| Common Stock | Performance Options (right to buy) | Disposition | 2022-11-11 | 370 | $0.00 | 370 | $3.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 93,007 | 2027-12-19 | No | 4 | M | Direct | |
| 88,007 | 2027-12-19 | No | 4 | M | Direct | |
| 83,377 | 2027-12-19 | No | 4 | M | Direct | |
| 83,007 | 2027-12-19 | No | 4 | M | Direct |
Footnotes
- Includes 573 shares of Common Stock acquired pursuant to the Outset Medical, Inc. 2020 Employee Stock Purchase Plan ("ESPP"), for the purchase period of March 1, 2022 to August 31, 2022. This transaction is exempt from Rule 16b-3(c).
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2022.
- In March 2021, following the expiration of the lock-up period in connection with our initial public offering, the applicable performance and market-based vesting conditions were met and the shares underlying this stock option award became fully vested.
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