Filing Details
- Accession Number:
- 0001127602-22-025520
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-14 17:10:12
- Reporting Period:
- 2022-11-10
- Accepted Time:
- 2022-11-14 17:10:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1053352 | Heritage Commerce Corp | HTBK | State Commercial Banks (6022) | 770469558 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1421913 | Philip Jason Dinapoli | 224 Airport Parkway San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value | Acquisiton | 2022-11-10 | 3,275 | $14.28 | 333,475 | No | 4 | P | Indirect | By Partnership |
Common Stock, No Par Value | Acquisiton | 2022-11-10 | 2,900 | $14.43 | 330,200 | No | 4 | P | Indirect | By Partnership |
Common Stock, No Par Value | Disposition | 2022-11-10 | 1,450 | $0.00 | 29,588 | No | 5 | G | Direct | |
Common Stock, No Par Value | Acquisiton | 2022-11-10 | 1,450 | $0.00 | 13,950 | No | 5 | G | Indirect | By Daughter |
Common Stock, No Par Value | Disposition | 2022-11-10 | 1,450 | $0.00 | 28,138 | No | 5 | G | Direct | |
Common Stock, No Par Value | Disposition | 2022-11-10 | 1,450 | $0.00 | 26,688 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Partnership |
No | 4 | P | Indirect | By Partnership |
No | 5 | G | Direct | |
No | 5 | G | Indirect | By Daughter |
No | 5 | G | Direct | |
No | 5 | G | Direct |
Footnotes
- This transaction involved a gift of securities by the reporting person to a daughter who does not live in the reporting person's household.
- This transaction involved a gift to the reporting person's daughter who lives in the reporting person's household.
- This transaction involved a gift of securities by the reporting person to a son who does not live in the reporting person's household.
- Direct beneficial ownership of shares held by the reporting person after completion of the above gift transactions.