Filing Details
- Accession Number:
- 0001104659-22-118391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-14 15:06:39
- Reporting Period:
- 2022-11-11
- Accepted Time:
- 2022-11-14 15:06:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 18230 | Caterpillar Inc | CAT | Construction Machinery & Equip (3531) | 370602744 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1698572 | M Suzette Long | 5205 N. O'Connor Boulevard, Suite 100 Irving TX 75039 | Clo/General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-11-11 | 942 | $237.19 | 9,607 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-11-11 | 942 | $237.37 | 8,665 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 56 | Indirect | Held by 401K plan |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $237.17 to $237.20. The price reported above reflects the weighted average sale (or purchase) price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The information in this report is based on a 401(K) plan statement dated as of October 31, 2022.
Billionaire Hedge Funds
