Filing Details
- Accession Number:
- 0001179110-11-007226
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-03 18:11:26
- Reporting Period:
- 2011-04-29
- Filing Date:
- 2011-05-03
- Accepted Time:
- 2011-05-03 17:11:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 854775 | Digi International Inc | DGII | Computer Communications Equipment (3576) | 411532464 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1345537 | A Lawrence Kraft | 11001 Bren Road East Minnetonka MN 55343 | Senior Vp Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-29 | 10,000 | $3.20 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-29 | 10,000 | $12.03 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-02 | 3,323 | $3.20 | 3,323 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-02 | 3,323 | $11.73 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-29 | 10,000 | $0.00 | 10,000 | $3.20 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-02 | 3,323 | $0.00 | 3,323 | $3.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | 2013-02-13 | No | 4 | M | Direct | |
| 36,677 | 2013-02-13 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is the volume weighted average sale price. These Shares were sold in multiple transactions at prices ranging from $11.93 to $12.12. The reporting person undertakes to prove to Digi International, Inc., any security holder of Digi International Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote (1) to Form 4.
- The option vested as to 25% of the shares on February 13, 2004, and thereafter in 36 equal installments.
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