Filing Details
- Accession Number:
- 0001213900-22-071963
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-14 13:38:41
- Reporting Period:
- 2022-11-09
- Accepted Time:
- 2022-11-14 13:38:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527541 | Wheeler Real Estate Investment Trust Inc. | WHLR | Real Estate Investment Trusts (6798) | 452681082 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1635663 | Steamboat Capital Partners, Llc | 31 Old Wagon Road Old Greenwich, CT 06870 | No | No | Yes | No | |
1766850 | Parsa Kiai | 31 Old Wagon Road Old Greenwich CT 06870 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2022-11-09 | 2,704 | $1.72 | 2,704 | No | 4 | P | Indirect | See footnote |
Common Stock, $0.01 Par Value | Acquisiton | 2022-11-09 | 12,290 | $1.72 | 12,290 | No | 4 | P | Indirect | See footnote |
Common Stock, $0.01 Par Value | Acquisiton | 2022-11-09 | 199 | $1.72 | 199 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- This was an average price. Actual prices paid range from $1.64 to $1.75. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA).
- Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).
- Ownership of Steamboat Capital Partners II, LP (II).
- Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.