Filing Details

Accession Number:
0001213900-22-071963
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-14 13:38:41
Reporting Period:
2022-11-09
Accepted Time:
2022-11-14 13:38:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527541 Wheeler Real Estate Investment Trust Inc. WHLR Real Estate Investment Trusts (6798) 452681082
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1635663 Steamboat Capital Partners, Llc 31 Old Wagon Road
Old Greenwich, CT 06870
No No Yes No
1766850 Parsa Kiai 31 Old Wagon Road
Old Greenwich CT 06870
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2022-11-09 2,704 $1.72 2,704 No 4 P Indirect See footnote
Common Stock, $0.01 Par Value Acquisiton 2022-11-09 12,290 $1.72 12,290 No 4 P Indirect See footnote
Common Stock, $0.01 Par Value Acquisiton 2022-11-09 199 $1.72 199 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. This was an average price. Actual prices paid range from $1.64 to $1.75. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA).
  3. Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).
  4. Ownership of Steamboat Capital Partners II, LP (II).
  5. Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.