Filing Details
- Accession Number:
- 0000807249-22-000146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-14 07:19:18
- Reporting Period:
- 2022-11-10
- Accepted Time:
- 2022-11-14 07:19:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060349 | Gamco Investors Inc. Et Al | GBL | Security Brokers, Dealers & Flotation Companies (6211) | 134007862 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | 191 Mason Steet Greenwich CT 06830 | Chairman & Ceo | No | No | No | No |
1238894 | Ggcp, Inc. | 189 Mason Street Greenwich CT 06830 | No | No | No | No | |
1493460 | Ggcp Holdings Llc | 189 Mason Street Greenwich CT 06830 | No | No | No | No | |
1642122 | Associated Capital Group, Inc. | 191 Mason Street Greenwich CT 06830 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2022-11-10 | 3,482 | $17.00 | 1,598,109 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Securities owned directly by Associated Capital Group, Inc.
- This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.