Filing Details
- Accession Number:
- 0001213900-22-071521
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-14 06:40:38
- Reporting Period:
- 2022-11-10
- Accepted Time:
- 2022-11-14 06:40:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1498233 | Cepton Inc. | CPTN | Motor Vehicle Parts & Accessories (3714) | 272447291 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1888574 | Jun Pei | C/O Cepton, Inc 399 W. Trimble Rd San Jose CA 95131 | Ceo And President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-11-10 | 100,000 | $1.78 | 28,850,306 | No | 4 | S | Indirect | See footnote |
| Common Stock | Disposition | 2022-11-11 | 55,202 | $1.84 | 28,795,104 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,424,617 | Direct |
Footnotes
- The Reporting Person disposed 100,000 shares of Common Stock in multiple trades at prices ranging from $1.76 to $1.87, per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The shares of Common Stock are held by the Pei 2000 Trust, of which the Reporting Person is a trustee.
- The Reporting Person disposed 55,202 shares of Common Stock in multiple trades at prices ranging from $1.80 to $1.89, per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Billionaire Hedge Funds
