Filing Details
- Accession Number:
- 0001213900-22-071444
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-14 06:01:43
- Reporting Period:
- 2022-11-09
- Accepted Time:
- 2022-11-14 06:01:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1630805 | Babcock & Wilcox Enterprises Inc. | BW | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207269 | R Bryant Riley | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1464790 | B. Riley Financial, Inc. | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1505748 | B. Riley Securities, Inc. | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1880803 | Brf Investments, Llc | 11100 Santa Monica Blvd. Suite 800 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | Acquisiton | 2022-11-09 | 1,300 | $4.10 | 11,532,399 | No | 4 | P | Indirect | By B. Riley Securities, Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By B. Riley Securities, Inc. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | 15,256,240 | Indirect | By BRF Investments, LLC |
| Common Stock, $0.01 Par Value Per Share | 296,788 | Direct | |
| Common Stock, $0.01 Par Value Per Share | 37,353 | Indirect | Held in Bryant R. Riley's 401(k) account |
| Common Stock, $0.01 Par Value Per Share | 33,733 | Indirect | By Bryant R. Riley, as UTMA custodian for Abigail Riley |
| Common Stock, $0.01 Par Value Per Share | 33,733 | Indirect | By Bryant R. Riley, as UTMA custodian for Charlie Riley |
| Common Stock, $0.01 Par Value Per Share | 31,747 | Indirect | By Bryant R. Riley, as UTMA custodian for Susan Riley |
| Common Stock, $0.01 Par Value Per Share | 33,735 | Indirect | By Bryant R. Riley, as UTMA custodian for Eloise Riley |
Footnotes
- This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware corporation ("BRFI"), and Bryant R. Riley.
- BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI.
- Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
- Represents shares held directly by Bryant R. Riley.
Billionaire Hedge Funds
