Filing Details
- Accession Number:
- 0001437749-22-026983
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-10 18:16:45
- Reporting Period:
- 2022-11-09
- Accepted Time:
- 2022-11-10 18:16:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 861842 | Cathay General Bancorp | CATY | State Commercial Banks (6022) | 954274680 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186026 | Peter Wu | 777 North Broadway Los Angeles CA 90012 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-11-09 | 2,905 | $45.05 | 392,347 | No | 4 | S | Indirect | PACJU, LLC |
| Common Stock | Disposition | 2022-11-10 | 17,095 | $46.22 | 375,252 | No | 4 | S | Indirect | PACJU, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | PACJU, LLC |
| No | 4 | S | Indirect | PACJU, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 391,953 | Indirect | Wu Family Trust |
| Common Stock | 0 | Direct |
Footnotes
- On April 27, 2022, 1,978 shares of common stock of Cathay General Bancorp were transferred from direct ownership to The Wu Family Trust as indirect ownership, without the payment of any consideration.
Billionaire Hedge Funds
