Filing Details
- Accession Number:
- 0001209191-22-056434
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-10 17:28:37
- Reporting Period:
- 2022-11-08
- Accepted Time:
- 2022-11-10 17:28:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
862692 | Cryo Cell International Inc | CCEL | Services-Misc Health & Allied Services, Nec (8090) | 223023093 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315416 | David Portnoy | 700 Brooker Creek Blvd Suite 1800 Oldsmar FL 34677 | Chairman, Co-Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-11-08 | 5,000 | $5.05 | 855,742 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-11-08 | 10,000 | $5.01 | 845,742 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-11-10 | 4,000 | $4.91 | 841,742 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-11-10 | 1,500 | $4.90 | 840,242 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-11-10 | 5 | $5.00 | 840,237 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-11-10 | 9,122 | $0.00 | 0 | No | 4 | J | Indirect | As Custodian for Daughter |
Common Stock | Acquisiton | 2022-11-08 | 15,000 | $4.90 | 113,162 | No | 4 | P | Indirect | By 401K |
Common Stock | Acquisiton | 2022-11-10 | 3,850 | $4.90 | 117,012 | No | 4 | P | Indirect | By 401K |
Common Stock | Acquisiton | 2022-11-08 | 5,000 | $4.88 | 204,080 | No | 4 | P | Indirect | By IRA |
Common Stock | Disposition | 2022-11-10 | 9,974 | $0.00 | 0 | No | 4 | J | Indirect | As Custodian for Son |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Indirect | As Custodian for Daughter |
No | 4 | P | Indirect | By 401K |
No | 4 | P | Indirect | By 401K |
No | 4 | P | Indirect | By IRA |
No | 4 | J | Indirect | As Custodian for Son |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 102,586 | Indirect | By Spouse |
Common Stock | 152,882 | Indirect | By Corporation |
Common Stock | 15,611 | Indirect | as Custodian for Daughter |
Common Stock | 59,027 | Indirect | By LLC |
Common Stock | 55,219 | Indirect | By Corporation |
Common Stock | 11,352 | Indirect | As Custodian for Son |
Common Stock | 11,242 | Indirect | As Custodian for Son |
Common Stock | 10,783 | Indirect | As Custodian for Son |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $7.92 | 2018-03-08 | 2023-03-08 | 23,636 | 23,636 | Direct |
Common Stock | Stock Option | $7.53 | 2019-08-30 | 2029-08-30 | 26,243 | 26,243 | Direct |
Common Stock | Stock Option | $7.28 | 2019-12-20 | 2029-12-20 | 23,636 | 23,636 | Direct |
Common Stock | Stock Option | $12.27 | 2021-12-22 | 2024-12-22 | 553 | 553 | Direct |
Common Stock | Stock Option | $12.27 | 2021-12-22 | 2028-12-22 | 280,000 | 280,000 | Direct |
Common Stock | Stock Option | $13.50 | 2021-12-22 | 2024-12-22 | 24,447 | 24,447 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-03-08 | 23,636 | 23,636 | Direct |
2029-08-30 | 26,243 | 26,243 | Direct |
2029-12-20 | 23,636 | 23,636 | Direct |
2024-12-22 | 553 | 553 | Direct |
2028-12-22 | 280,000 | 280,000 | Direct |
2024-12-22 | 24,447 | 24,447 | Direct |
Footnotes
- Transferred shares to daughter's account since she is now of age.
- Shares of Common Stock held by Mayim Investment Limited Partnership as is David I. Portnoy my be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
- Transferred shares to son's account as he is now of age.
- Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
- One-third of the stock options will vest on December 22, 2022, one-third will vest on December 22, 2023 and one-third on December 22, 2024.
- Stock options vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.