Filing Details

Accession Number:
0001209191-22-056434
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-10 17:28:37
Reporting Period:
2022-11-08
Accepted Time:
2022-11-10 17:28:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
862692 Cryo Cell International Inc CCEL Services-Misc Health & Allied Services, Nec (8090) 223023093
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315416 David Portnoy 700 Brooker Creek Blvd
Suite 1800
Oldsmar FL 34677
Chairman, Co-Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-11-08 5,000 $5.05 855,742 No 4 S Direct
Common Stock Disposition 2022-11-08 10,000 $5.01 845,742 No 4 S Direct
Common Stock Disposition 2022-11-10 4,000 $4.91 841,742 No 4 S Direct
Common Stock Disposition 2022-11-10 1,500 $4.90 840,242 No 4 S Direct
Common Stock Disposition 2022-11-10 5 $5.00 840,237 No 4 S Direct
Common Stock Disposition 2022-11-10 9,122 $0.00 0 No 4 J Indirect As Custodian for Daughter
Common Stock Acquisiton 2022-11-08 15,000 $4.90 113,162 No 4 P Indirect By 401K
Common Stock Acquisiton 2022-11-10 3,850 $4.90 117,012 No 4 P Indirect By 401K
Common Stock Acquisiton 2022-11-08 5,000 $4.88 204,080 No 4 P Indirect By IRA
Common Stock Disposition 2022-11-10 9,974 $0.00 0 No 4 J Indirect As Custodian for Son
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 J Indirect As Custodian for Daughter
No 4 P Indirect By 401K
No 4 P Indirect By 401K
No 4 P Indirect By IRA
No 4 J Indirect As Custodian for Son
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 102,586 Indirect By Spouse
Common Stock 152,882 Indirect By Corporation
Common Stock 15,611 Indirect as Custodian for Daughter
Common Stock 59,027 Indirect By LLC
Common Stock 55,219 Indirect By Corporation
Common Stock 11,352 Indirect As Custodian for Son
Common Stock 11,242 Indirect As Custodian for Son
Common Stock 10,783 Indirect As Custodian for Son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $7.92 2018-03-08 2023-03-08 23,636 23,636 Direct
Common Stock Stock Option $7.53 2019-08-30 2029-08-30 26,243 26,243 Direct
Common Stock Stock Option $7.28 2019-12-20 2029-12-20 23,636 23,636 Direct
Common Stock Stock Option $12.27 2021-12-22 2024-12-22 553 553 Direct
Common Stock Stock Option $12.27 2021-12-22 2028-12-22 280,000 280,000 Direct
Common Stock Stock Option $13.50 2021-12-22 2024-12-22 24,447 24,447 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-03-08 23,636 23,636 Direct
2029-08-30 26,243 26,243 Direct
2029-12-20 23,636 23,636 Direct
2024-12-22 553 553 Direct
2028-12-22 280,000 280,000 Direct
2024-12-22 24,447 24,447 Direct
Footnotes
  1. Transferred shares to daughter's account since she is now of age.
  2. Shares of Common Stock held by Mayim Investment Limited Partnership as is David I. Portnoy my be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
  3. Transferred shares to son's account as he is now of age.
  4. Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
  5. One-third of the stock options will vest on December 22, 2022, one-third will vest on December 22, 2023 and one-third on December 22, 2024.
  6. Stock options vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.