Filing Details
- Accession Number:
- 0000891293-22-000055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-10 16:54:15
- Reporting Period:
- 2022-11-08
- Accepted Time:
- 2022-11-10 16:54:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 891293 | Cti Biopharma Corp | CTIC | Pharmaceutical Preparations (2834) | 911533912 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1507220 | A Michael Metzger | 3101 Western Avenue Suite 800 Seattle WA 98121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-11-08 | 28,500 | $0.84 | 28,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-11-08 | 63,000 | $1.00 | 91,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-08 | 50,058 | $5.53 | 41,442 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-11-08 | 36,942 | $5.65 | 4,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-11-08 | 4,500 | $5.70 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2022-11-08 | 28,500 | $0.00 | 28,500 | $0.84 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2022-11-08 | 63,000 | $0.00 | 63,000 | $1.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2029-05-16 | No | 4 | M | Direct | |
| 63,000 | 2030-03-11 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a 10b5-1 sales plan adopted by the Reporting Person.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $ 5.50 to $ 5.59. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $ 5.60 to $ 5.695. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $ 5.70 to $ 5.72. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- The shares underlying the option were fully vested on May 16, 2020, the date that is twelve months after the date of grant.
- The shares underlying the option were fully vested on March 11, 2021, the date that is twelve months after the date of grant.
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