Filing Details

Accession Number:
0001209191-22-056366
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-10 16:05:26
Reporting Period:
2022-11-09
Accepted Time:
2022-11-10 16:05:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015739 Aware Inc AWRE Services-Prepackaged Software (7372) 042911026
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218981 Iii S John Stafford C/O Aware, Inc.
76 Blanchard Road
Burlington MA 01803
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-09 223,877 $1.63 4,950,536 No 4 P Direct
Common Stock Acquisiton 2022-11-10 71,308 $1.70 5,021,844 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Unrestricted Stock Award $0.00 6,233 6,233 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
6,233 6,233 Direct
Footnotes
  1. Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued on December 31, 2022 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.