Home > Insider Trading > Filing (0001774463-22-000004)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1163668	South Plains Financial Inc.	SPFI	State Commercial Banks (6022)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1774463	D Richard Campbell	5219 City Bank Parkway Lubbock TX 79407-3544		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2022-11-08	6,000	$30.39	1,648,086	No	4	S	Indirect	By Henry TAW LP
Common Stock	Disposition	2022-11-09	4,300	$30.47	1,643,786	No	4	S	Indirect	By Henry TAW LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Henry TAW LP
No	4	S	Indirect	By Henry TAW LP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,223	Direct
Common Stock	40,000	Indirect	By RIG LLC

Footnotes

Includes restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $30.30 to $30.51 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Shares owned by Henry TAW LP but subject to a voting agreement and irrevocable proxy pursuant to which Mr. Campbell exercises voting authority.
The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $30.38 to $30.60 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Shares owned by Racham Investment Group LLC ("RIG LLC").