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Home > Insider Trading > Filing (0001718218-22-000004)

Filing Details

Accession Number:: 0001718218-22-000004
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2022-11-09 20:39:01
Reporting Period:: 2022-11-08

Accepted Time:: 2022-11-09 20:39:01
Original Submission Date:: 2022-11-09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1703079	Xai Octagon Floating Rate & Alternative Income Term Trust	XFLT	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1718218	J Theodore Brombach	321 N. Clark Street Chicago IL 60054	President & Ceo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares Of Beneficial Ownership	Acquisiton	2022-11-08	100	$6.38	4,100	No	4	P	Indirect	XMS Holdings LLC
Common Shares Of Beneficial Ownership	Acquisiton	2022-11-08	2,100	$6.49	6,200	No	4	P	Indirect	XMS Holdings LLC
Common Shares Of Beneficial Ownership	Acquisiton	2022-11-08	1,800	$6.50	8,000	No	4	P	Indirect	XMS Holdings LLC
Common Shares Of Beneficial Ownership	Acquisiton	2022-11-09	1,082	$6.53	9,082	No	4	P	Indirect	XMS Holdings LLC
Common Shares Of Beneficial Ownership	Acquisiton	2022-11-09	918	$6.56	10,000	No	4	P	Indirect	XMS Holdings LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	XMS Holdings LLC
No	4	P	Indirect	XMS Holdings LLC
No	4	P	Indirect	XMS Holdings LLC
No	4	P	Indirect	XMS Holdings LLC
No	4	P	Indirect	XMS Holdings LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares Of Beneficial Ownership	10,205	Indirect	XA Investments LLC
Common Shares Of Beneficial Ownership	484,646	Direct