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Home > Insider Trading > Filing (0001718133-22-000007)

Filing Details

Accession Number:: 0001718133-22-000007
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-11-09 20:27:27
Reporting Period:: 2021-11-08

Accepted Time:: 2022-11-09 20:27:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1703079	Xai Octagon Floating Rate & Alternative Income Term Trust	XFLT	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1718133	Yogi John Spence	321 N. Clark Street Chicago IL 60054		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares Of Beneficial Ownership	Acquisiton	2022-11-08	100	$6.38	4,100	No	4	P	Indirect	XMS Holdings LLC
Common Shares Of Beneficial Ownership	Acquisiton	2022-11-08	2,100	$6.49	6,200	No	4	P	Indirect	XMS Holdings LLC
Common Shares Of Beneficial Ownership	Acquisiton	2022-11-08	1,800	$6.50	8,000	No	4	P	Indirect	XMS Holdings LLC
Common Shares Of Beneficial Ownership	Acquisiton	2022-11-09	1,082	$6.53	9,082	No	4	P	Indirect	XMS Holdings LLC
Common Shares Of Beneficial Ownership	Acquisiton	2022-11-09	918	$6.56	10,000	No	4	P	Indirect	XMS Holdings LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	XMS Holdings LLC
No	4	P	Indirect	XMS Holdings LLC
No	4	P	Indirect	XMS Holdings LLC
No	4	P	Indirect	XMS Holdings LLC
No	4	P	Indirect	XMS Holdings LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares Of Beneficial Ownership	515,497	Direct
Common Shares Of Beneficial Ownership	10,205	Indirect	XA Investments LLC
Common Shares Of Beneficial Ownership	595	Indirect	By Spouse