Filing Details
- Accession Number:
- 0001718133-22-000006
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-11-09 18:22:31
- Reporting Period:
- 2022-11-03
- Accepted Time:
- 2022-11-09 18:22:31
- Original Submission Date:
- 2022-11-04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1703079 | Xai Octagon Floating Rate & Alternative Income Term Trust | XFLT | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1718133 | Yogi John Spence | 321 N. Clark Street Chicago IL 60054 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial Ownership | Acquisiton | 2022-11-03 | 412 | $6.35 | 412 | No | 4 | P | Indirect | XMS Holdings LLC |
| Common Shares Of Beneficial Ownership | Acquisiton | 2022-11-04 | 3,588 | $6.39 | 4,000 | No | 4 | P | Indirect | XMS Holdings LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | XMS Holdings LLC |
| No | 4 | P | Indirect | XMS Holdings LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares Of Beneficial Ownership | 515,497 | Direct | |
| Common Shares Of Beneficial Ownership | 10,205 | Indirect | XA Investments LLC |
| Common Shares Of Beneficial Ownership | 595 | Indirect | By Spouse |
Billionaire Hedge Funds
