Filing Details
- Accession Number:
- 0001140361-22-040747
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-09 18:02:36
- Reporting Period:
- 2022-11-08
- Accepted Time:
- 2022-11-09 18:02:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1728205 | Piedmont Lithium Inc. | PLL | Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) | 364996461 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1864191 | D. Keith Phillips | 42 E Catawba Street Belmont NC 28012 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 | Acquisiton | 2022-11-08 | 20,000 | $12.38 | 140,259 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.0001 | Disposition | 2022-11-08 | 3,953 | $62.64 | 136,306 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.0001 | Disposition | 2022-11-08 | 7,324 | $62.64 | 128,982 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 | Stock Option (right to buy) | Disposition | 2022-11-08 | 20,000 | $0.00 | 20,000 | $12.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-05-18 | 2022-12-31 | No | 4 | M | Direct |
Footnotes
- Cashless exercise. Represents shares withheld to cover option exercise price.
- Represents shares sold for tax purposes in connection with exercise of stock options.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.47 to $62.82 per common share equivalent, inclusive. The reporting person undertakes to provide to Piedmont Lithium Inc., any security holder of Piedmont Lithium Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein to this Form 4.
Billionaire Hedge Funds
