Filing Details

Accession Number:
0001441683-22-000102
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-09 16:23:28
Reporting Period:
2022-11-07
Accepted Time:
2022-11-09 16:23:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441683 Appian Corp APPN Services-Prepackaged Software (7372) 541956084
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1707249 Charles Robert Kramer C/O Appian Corporation
7950 Jones Branch Drive
Mclean VA 22102
General Manager Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-11-07 10,000 $0.00 164,527 No 4 M Direct
Class A Common Stock Disposition 2022-11-07 2,378 $36.29 162,149 No 4 S Direct
Class A Common Stock Disposition 2022-11-07 767 $38.58 161,382 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Unit Disposition 2022-11-07 0 $0.00 0 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 9,120 Indirect See Footnote
Footnotes
  1. Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2021.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.83 to $36.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) and (4).
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.43 to $38.80, inclusive.
  5. The reported securities are owned directly by The Robert C. Kramer Trust (the "Trust"). The Reporting Person is the sole trustee and beneficiary of the Trust.
  6. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
  7. The RSUs were granted on October 25, 2017 and vested in five (5) equal annual installments commencing on November 5, 2018.