Filing Details
- Accession Number:
- 0001562180-22-007578
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-09 12:22:31
- Reporting Period:
- 2022-11-07
- Accepted Time:
- 2022-11-09 12:22:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920427 | Unity Bancorp Inc | UNTY | State Commercial Banks (6022) | 223282551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238307 | J John Kauchak | Unity Bank 64 Old Highway 22 Clinton NJ 08809 | Evp/Coo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-11-07 | 11,000 | $8.29 | 70,197 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-11-07 | 1,661 | $7.16 | 71,858 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-07 | 11,000 | $28.29 | 60,858 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-11-07 | 1,661 | $28.40 | 59,197 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-07 | 11,000 | $0.00 | 11,000 | $8.29 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-07 | 1,661 | $0.00 | 1,661 | $7.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 64,661 | 2025-03-17 | No | 4 | M | Direct | |
| 63,000 | 2024-03-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock | 14,375 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $28.15 USD to $28.475 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $28.16 USD to $28.53 USD; the price reported above reflects the weighted average sale price.
- 57,724 shares are held in an account at Shareworks, and 1,473 shares are held in an account at Computershare.
- 14,375 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
- Vests 3,667 share(s) on 17-Mar-2016, 3,666 share(s) on 17-Mar-2017, 3,667 share(s) on 17-Mar-2018
- Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017
- 63,000 stock options were granted under various dates and vesting periods of which 51,667 are currently exercisable.
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