Filing Details
- Accession Number:
- 0001209191-11-025395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-02 18:26:25
- Reporting Period:
- 2011-04-28
- Filing Date:
- 2011-05-02
- Accepted Time:
- 2011-05-02 17:26:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 731766 | Unitedhealth Group Inc | UNH | Hospital & Medical Service Plans (6324) | 411321939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1475140 | Eliot Mitchell Zamoff | C/O Unitedhealth Group 9900 Bren Road East Minnetonka MN 55343 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-04-28 | 3,103 | $49.00 | 92,713 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-28 | 40,000 | $33.94 | 132,713 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-28 | 32,924 | $49.10 | 99,789 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-04-28 | 12,500 | $29.74 | 112,289 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-28 | 9,676 | $49.10 | 102,613 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-04-29 | 9,900 | $49.05 | 92,713 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2011-04-28 | 40,000 | $0.00 | 40,000 | $33.94 |
| Common Stock | Stock Appreciation Right | Disposition | 2011-04-28 | 12,500 | $0.00 | 12,500 | $29.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 80,200 | 2018-06-05 | No | 4 | M | Direct | |
| 54,842 | 2019-02-03 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2011.
- This transaction was executed in multiple trades ranging from $49.04 to $49.063 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The stock appreciation rights vest at a rate of 25% annually on June 5 from the years 2009 through 2012.
- The stock appreciation rights vest at a rate of 25% annually on February 3 from the years 2010 through 2013.
Billionaire Hedge Funds
