Filing Details

Accession Number:
0000899243-22-035366
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-08 16:30:24
Reporting Period:
2022-11-04
Accepted Time:
2022-11-08 16:30:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1724979 Rain Therapeutics Inc. RAIN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1465914 I. Aaron Davis 12860 El Camino Real, Suite 300
San Diego CA 92130
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-04 972,212 $5.83 2,147,212 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Voting Common Stock Acquisiton 2022-11-04 400,000 $5.83 400,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,422,489 No 4 P Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Voting Common Stock $0.00 79,726 79,726 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
79,726 79,726 Indirect
Footnotes
  1. These securities are owned directly by Boxer Capital, LLC ("Boxer Capital"). The reporting person may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Boxer Capital, (ii) Boxer Asset Management Inc., (iii) the reporting person, (iv) MVA Investors, LLC and (v) Joe Lewis (collectively, the "Boxer Group"). The reporting person disclaims beneficial ownership of these securities to the extent he does not have a pecuniary interest therein.
  2. Each share of Non-Voting Common Stock is convertible into one share of Common Stock at any time at the option of the holder without payment or additional consideration, subject to a 9.99% beneficial ownership limitation which may be increased or decreased by the holder upon 61 days' notice to the Issuer.
  3. These securities are owned directly by MVA Investors, LLC, which may be deemed to be a member of the Boxer Group. The reporting person disclaims beneficial ownership of these securities to the extent he does not have a pecuniary interest therein.