Filing Details
- Accession Number:
- 0000927628-22-000315
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-08 16:11:31
- Reporting Period:
- 2022-11-04
- Accepted Time:
- 2022-11-08 16:11:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238032 | D Richard Fairbank | 1680 Capital One Drive Mclean VA 22102 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-11-04 | 12,538 | $56.32 | 3,769,560 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-11-04 | 12,538 | $100.86 | 3,757,022 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-11-07 | 12,538 | $56.32 | 3,769,560 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-11-07 | 9,376 | $103.07 | 3,760,184 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-11-07 | 3,162 | $103.64 | 3,757,022 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2022-11-04 | 12,538 | $0.00 | 12,538 | $56.32 |
Common Stock | Stock Options | Disposition | 2022-11-07 | 12,538 | $0.00 | 12,538 | $56.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
75,225 | 2016-02-10 | 2023-01-30 | No | 4 | M | Direct |
62,687 | 2016-02-10 | 2023-01-30 | No | 4 | M | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.60 to $101.38. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.49 to $103.42. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.52 to $103.74. Information regarding the number of shares sold at each price will be provided upon request.