Filing Details
- Accession Number:
- 0000855658-22-000284
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-07 19:48:38
- Reporting Period:
- 2022-11-03
- Accepted Time:
- 2022-11-07 19:48:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1891117 | Ann Tracy Feanny | 5555 Ne Moore Court Hillsboro OR 97124 | Svp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-11-03 | 2,215 | $0.00 | 2,215 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-11-03 | 540 | $50.40 | 1,675 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2022-11-03 | 2,790 | $0.00 | 4,465 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-11-03 | 680 | $50.40 | 3,785 | No | 4 | F | Direct | |
Common Stock | Disposition | 2022-11-04 | 1,173 | $52.23 | 2,612 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-11-07 | 1,055 | $52.67 | 1,557 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Restricted Stock Unit (PRSU) | Disposition | 2022-11-03 | 2,790 | $0.00 | 2,790 | $0.00 |
Common Stock | Restricted Stock Unit (RSU) | Disposition | 2022-11-03 | 2,215 | $0.00 | 2,215 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,070 | 2024-11-03 | No | 4 | M | Direct | |
10,071 | 2025-11-03 | No | 4 | M | Direct |
Footnotes
- Restricted Stock Units - no purchase price for this transaction.
- These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
- The transaction indicated was conducted under an approved 10b5-1 Plan.
- Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.
- On November 3, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 94.47% of the performance conditions, pertaining to the first tranche of shares subject to the Performance Restricted Stock Units granted November 3, 2021 and scheduled to vest on November 3, 2022, had been achieved, resulting in the vesting and release of 2,790 shares and the forfeiture of 163 shares which did not vest.
- Not applicable.
- Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.