Filing Details
- Accession Number:
- 0001563190-22-000174
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-07 17:58:50
- Reporting Period:
- 2022-11-03
- Accepted Time:
- 2022-11-07 17:58:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1563190 | Compass Inc. | COMP | Services-Computer Programming Services (7371) | 300751604 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1847349 | J. Danielle Wilkie | C/O Compass, Inc. 90 5Th Avenue, 3Rd Floor Nyc NY 10011 | President, Customer Success | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-11-03 | 9,092 | $0.00 | 9,696 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-11-03 | 2,628 | $2.25 | 7,068 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2022-11-07 | 6,464 | $2.15 | 604 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit (RSU) | Disposition | 2022-11-03 | 1,560 | $0.00 | 1,560 | $0.00 |
| Class A Common Stock | Restricted Stock Unit (RSU) | Disposition | 2022-11-03 | 7,532 | $0.00 | 7,532 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 39,070 | No | 4 | M | Direct | ||
| 97,929 | No | 4 | M | Direct |
Footnotes
- Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
- Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
- Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.03 to $2.265 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
- The RSUs vest as to 6.25% of the total shares quarterly, commencing on April 15, 2022, with 100% of the shares vested on January 15, 2026, subject to continued service through each vesting date.
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