Filing Details
- Accession Number:
- 0001062993-22-021680
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-07 17:41:14
- Reporting Period:
- 2022-11-03
- Accepted Time:
- 2022-11-07 17:41:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 923738 | R. Charles Schwab | 3000 Schwab Way Westlake TX 76262 | Co-Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-11-03 | 25,255 | $0.00 | 69,157,467 | No | 5 | G | Indirect | by Trust |
| Common Stock | Disposition | 2022-11-04 | 130,297 | $79.22 | 69,027,170 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2022-11-04 | 4,703 | $80.16 | 69,022,467 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2022-11-07 | 38,045 | $0.00 | 68,984,422 | No | 5 | G | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 5 | G | Indirect | by Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 44,025 | Indirect | by 188 Corp |
| Common Stock | 31,207,606 | Indirect | by Limited Partnership |
| Common Stock | 7,326,190 | Indirect | by Spouse as Trustee |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $79.00 to $79.995. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $80.00 to $80.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
